Home > Insider Trading > Filing (0001829126-20-000346)

Filing Details

Accession Number:: 0001829126-20-000346
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-14 19:18:47
Reporting Period:: 2020-12-10

Accepted Time:: 2020-12-14 19:18:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1828957	Dd3 Acquisition Corp. Ii	DDMX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1754020	Jorge Combe	Pedregal 24, 3Rd Fl, Int 300 Col. Molino Del Rey, Del. Miguel Hidalgo Mexico City O5 11040	Chief Operating Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-12-10	296,000	$0.00	296,000	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B common stock	Disposition	2020-12-10	37,500	$0.00	37,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,125,000			No	4	J	Indirect

Footnotes

Simultaneously with the consummation of the Issuer's initial public offering, DD3 Sponsor Group, LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 296,000 units (the "Private Units") in a private placement for an aggregate purchase price of $2,960,000. Each Private Unit consists of one share of Class A common stock and one-half of one warrant. The reported shares are the 296,000 shares of Class A common stock included in such Private Units. The warrants included in the Private Units will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination (the "Business Combination") and December 10, 2021, and will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.
The securities are held directly by the Sponsor and indirectly by Jorge Combe as manager of the Sponsor. Certain of the Issuer's other directors and officers hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Mr. Combe and such other directors and officers disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Business Combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-250212) (the "Registration Statement") and have no expiration date.
37,500 shares of Class B common stock were forfeited to the Issuer at no cost in connection with the waiver of the remaining portion of the underwriters' over-allotment option, as described in the Registration Statement.