Filing Details
- Accession Number:
- 0001209191-20-043906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-28 20:51:53
- Reporting Period:
- 2020-07-25
- Accepted Time:
- 2020-07-28 20:51:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1745993 | Seilheimer Susan Brennan | 4353 North First Street San Jose CA 95134 | Evp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-07-27 | 75,651 | $0.00 | 257,505 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-07-28 | 39,071 | $15.28 | 218,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2020-07-25 | 23,333 | $0.00 | 23,333 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-07-25 | 23,333 | $0.00 | 23,333 | $0.00 |
| Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2020-07-25 | 52,318 | $0.00 | 52,318 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-07-25 | 52,318 | $0.00 | 52,318 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-07-27 | 75,651 | $0.00 | 75,651 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 23,333 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 75,651 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
- The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.
- The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
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