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Filing Details

Accession Number:: 0001318148-15-000002
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2015-01-26 16:51:55
Reporting Period:: 2014-11-14

Filing Date:: 2015-01-26
Accepted Time:: 2015-01-26 16:51:55
Original Submission Date:: 2014-11-18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056288	Federated Investors Inc	FII	Investment Advice (6282)	251111467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1061432	W John Mcgonigle	1001 Liberty Avenue Federated Investors, Inc. Pittsburgh PA 15222-3779	Vice Chairman, Sec, Evp	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common Stock	Disposition	2014-11-14	7,074	$0.00	2,075,324	No	5	G	Indirect	Held indirectly by Fairview Partners L.P.
Class B Common Stock	Disposition	2014-11-14	114,143	$0.00	2,075,324	No	4	S	Indirect	Held indirectly by Fairview Partners L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	Held indirectly by Fairview Partners L.P.
No	4	S	Indirect	Held indirectly by Fairview Partners L.P.

Footnotes

The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 14, 2014, the reporting person and his wife gifted partnership interest to their children and grandchildren. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
Box 4 of original Form 4 filed November 18, 2014 indicated that an estimated 7,074 shares of Federated Investors, Inc. Class B Common Stock were transferred as a result of Mr. McGonigle and his wife gifting partnership interests in Fairview Partners L.P. to their children and grandchildren. The estimated number of shares was provided because the percentage partnership interest in Fairview Partners, L.P. was subject to an independent valuation. Subsequent to the November 18, 2014 filing, the independent valuation was performed and it was determined that 7,074 shares had actually been transferred as a result of the gifting.
The amount of securities beneficially owned in column 5 is reported as of November 14, 2014.
The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 14, 2014, the reporting person and his wife sold a 5.5% interest in Fairview Partners, L.P. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's Descendants. The interest was sold in exchange for a note, equal to the value of the 5.5% partnership interest and was done for family wealth transfer purposes. The Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. was valued at $31.19 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
Box 4 of original Form 4 filed November 18, 2014 indicated that an estimated 114,143 shares of Federated Investors, Inc. Class B Common Stock were transferred as a result of the sale of a 5.5% interest in Fairview Partners, L.P. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's Descendants. The estimated number of shares was provided because the percentage partnership interest in Fairview Partners, L.P. was subject to an independent valuation. Subsequent to the November 18, 2014 filing, the independent valuation was performed and it was determined that 114,143 shares had actually been transferred as a result of the sale.