Filing Details

Accession Number:
0001209191-15-001365
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-05 18:15:41
Reporting Period:
2014-12-31
Filing Date:
2015-01-05
Accepted Time:
2015-01-05 18:15:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412347 Westmoreland Resource Partners Lp WMLP Bituminous Coal & Lignite Surface Mining (1221) 770695453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1168211 Jr B Robert Hellman 950 Tower Lane
Suite 800
Foster City CA 94404
No No Yes Yes
1289128 Edwin George Mccown 950 Tower Lane
Suite 800
Foster City CA 94404
Yes No Yes Yes
1492185 P Matthew Carbone 950 Tower Lane
Suite 800
Foster City CA 94404
Yes No Yes Yes
1496192 Aim Oxford Holdings, Llc 950 Tower Lane
Suite 800
Foster City CA 94404
No No Yes Yes
1496193 Aim Coal Management, Llc 950 Tower Lane
Suite 800
Foster City CA 94404
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Subordinated Units (Limited Partner Interests) Disposition 2014-12-31 6,813,160 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units (Limited Partner Interests) 59,095 Direct
Footnotes
  1. The subordinated units (the "Subordinated Units") were sold in to Westmoreland Coal Company ("Westmoreland") in a private transaction, as part of Westmoreland's purchase of all of the outstanding subordinated units and warrants to purchase subordinated units of the Issuer and all outstanding equity interests in Oxford Resources GP, LLC ("Oxford GP"), the general partner of the Issuer (the "Transaction"). In the Transaction, AIM Oxford Holdings, LLC ("AIM Oxford") sold all of the Subordinated Units and all of its equity interest in Oxford GP (the "General Partner Interest") for total aggregate consideration of $14,668,635.56. The purchase prices for the Subordinated Units and the General Partner Interest were not separately determined.
  2. The Common Units are, and the Subordinated Units were, held directly by AIM Oxford. AIM Coal Management, LLC ("AIM Management") is the managing member of AIM Oxford. The managing members of AIM Management, comprised of George E. McCown and Matthew P. Carbone, directors of the Issuer, and Robert B. Hellman Jr., have shared voting and investment power over the units held by AIM Oxford. AIM Management and Messrs. Carbone, Hellman and McCown, joint filers to this Form 4, may be deemed to indirectly own the units held by AIM Oxford, but disclaim beneficial ownership in these units except to the extent of their pecuniary interest therein.
  3. Gives effect to a 12-to-1 reverse split of the Common Units that occurred in connection with the Transaction.