Filing Details

Accession Number:
0001209191-10-061815
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-20 19:52:06
Reporting Period:
2010-12-16
Filing Date:
2010-12-20
Accepted Time:
2010-12-20 19:52:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Heckmann Corp HEK Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904781 J Richard Heckmann 75080 Frank Sinatra Drive
Palm Desert CA 92211
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.001 Disposition 2010-12-16 90,000 $0.00 12,692,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 15,000 $0.00 12,677,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 7,500 $0.00 12,669,736 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,667,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,664,736 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,662,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,659,736 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,657,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,657,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 2,500 $0.00 12,657,236 No 5 G Indirect See Footnotes
Common Stock Par Value $0.001 Disposition 2010-12-16 47,000 $4.35 99,500 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 5 G Indirect See Footnotes
No 4 S Indirect By Spouse
Footnotes
  1. Gift of securities held by Heckmann Acquisition, LLC to the reporting person's spouse, Wendy Hope Heckmann, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
  2. Includes 90,000 shares held by the reporting person's spouse and 12,602,236 shares held of record by Heckmann Acquisition, LLC. The reporting person disclaims benefical ownership of shares held by Heckmann Acquisition, LLC except to the extent of his pecuniary interests therein.
  3. Gift of securities held by Heckmann Acquisition, LLC to Eisenhower Medical Center.
  4. Gift of securities held by Heckmann Acquisition, LLC to The Phoenix Suns Charities.
  5. Gift of securities held by Heckmann Acquisition, LLC to Tom Heckmann.
  6. Gift of securities held by Heckmann Acquisition, LLC to Scott Heckmann.
  7. Gift of securities held by Heckmann Acquisition, LLC to Brock Heckmann.
  8. Gift of securities held by Heckmann Acquisition, LLC to Todd Heckmann.
  9. Gift of securities held by Heckmann Acquisition, LLC to Jessica Heckmann.
  10. Gift of securities held by Heckmann Acquisition, LLC to Madison Heckmann, who shares the reporting person's household.
  11. Gift of securities held by Heckmann Acquisition, LLC to Mikeala Heckmann, who shares the reporting person's household.
  12. Mr. Heckmann and his affiliates have not sold any shares of common stock or warrants to purchase common stock since formation. This transaction involves the sale of shares gifted to his wife, Wendy Hope Heckmann, in December of 2008 and December of 2009. The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose.
  13. Includes 9,500 shares previously gifted to the reporting person's spouse in December 2008 and December 2009 and 90,000 shares gifted to the reporting person's spouse on December 16, 2010 as reported on this Form 4.