Filing Details
- Accession Number:
- 0001123292-10-000303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-16
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 11:38:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874214 | Anntaylor Stores Corp | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159598 | Barbara Eisenberg | C/O Anntaylor Stores Corporation 7 Times Square New York NY 10036 | Evp/General Counsel/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-16 | 3,319 | $19.58 | 35,858 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-03-16 | 1,463 | $20.00 | 34,395 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-03-16 | 20,000 | $0.00 | 20,000 | $19.58 |
| Common Stock | Restricted Units | Acquisiton | 2010-03-16 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2020-03-16 | No | 4 | A | Direct | |
| 10,000 | No | 4 | A | Direct |
Footnotes
- Includes holdings of approximately 5,779 shares in the Company's Associate Discount Stock Purchase Plan.
- Exercisable 1/3 per year on the first three anniversaries of the grant date.
- This represents a grant of stock options.
- Each restricted unit represents a contingent right to receive one share of common stock (or, at the election of the issuer, a cash amount equal to the fair market value of such share on the settlement date).
- The restricted units will vest 1/3 per year on each of the first three anniversaries of the grant date. On the settlement date, for each vested restricted unit, the reporting person will receive one share of common stock (or, at the election of the issuer, a cash amount equal to the fair market value of one share of common stock on the settlement date).
- This represents a grant of restricted units.
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