Filing Details

Accession Number:
0001110634-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-04 12:00:00
Reporting Period:
2010-03-02
Filing Date:
2010-03-04
Accepted Time:
2010-03-04 14:52:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60751 Lubrizol Corp LZ Industrial Organic Chemicals (2860) 340367600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1110634 L James Hambrick C/O The Lubrizol Corporation
29400 Lakeland Boulevard
Wickliffe OH 44092
Chairman, Pres & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2010-03-02 3,100 $30.37 312,208 No 4 M Direct
Common Shares Disposition 2010-03-02 3,100 $82.00 309,108 No 4 S Direct
Common Shares Acquisiton 2010-03-03 5,150 $30.37 314,258 No 4 M Direct
Common Shares Disposition 2010-03-03 5,150 $82.00 309,108 No 4 S Direct
Common Shares Acquisiton 2010-03-03 8,250 $30.37 317,358 No 4 M Direct
Common Shares Disposition 2010-03-03 8,250 $84.00 309,108 No 4 S Direct
Common Shares Acquisiton 2010-03-04 8,250 $30.37 317,358 No 4 M Direct
Common Shares Disposition 2010-03-04 8,250 $86.00 309,108 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Non-Qualified Stock Option (Right to Buy) Disposition 2010-03-02 3,100 $0.00 3,100 $30.37
Common Shares Non-Qualified Stock Option (Right to Buy) Disposition 2010-03-03 5,150 $0.00 5,150 $30.37
Common Shares Non-Qualified Stock Option (Right to Buy) Disposition 2010-03-03 8,250 $0.00 8,250 $30.37
Common Shares Non-Qualified Stock Option (Right to Buy) Disposition 2010-03-04 8,250 $0.00 8,250 $30.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,400 2010-03-26 No 4 M Direct
8,250 2010-03-26 No 4 M Direct
0 2010-03-26 No 4 M Direct
8,250 2010-03-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 17,471 Indirect By 401(k) Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2010.
  2. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $86.00 and $86.03. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
  4. These options vested in three installments as follows: 50% on March 26, 2002, 25% on March 26, 2003, and 25% on March 26, 2004.