Filing Details

Accession Number:
0001209191-10-018096
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-22 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-22
Accepted Time:
2010-03-22 06:05:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1339455 Somaxon Pharmaceuticals Inc. SOMX Pharmaceutical Preparations (2834) 200161599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362822 Matthew Onaitis Somaxon Pharmaceuticals, Inc.
3830 Valley Centre Drive, Suite 705-461
San Diego CA 92130
Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-18 5,580 $3.94 32,632 No 4 F Direct
Common Stock Disposition 2010-03-18 2,627 $7.00 30,005 No 4 S Direct
Common Stock Acquisiton 2010-03-18 4,166 $1.23 34,171 No 4 M Direct
Common Stock Acquisiton 2010-03-18 17,945 $1.23 52,116 No 4 M Direct
Common Stock Acquisiton 2010-03-18 4,166 $1.23 56,282 No 4 M Direct
Common Stock Acquisiton 2010-03-18 2,066 $1.23 58,348 No 4 M Direct
Common Stock Acquisiton 2010-03-18 1,111 $1.23 59,459 No 4 M Direct
Common Stock Disposition 2010-03-18 15,000 $6.59 44,459 No 4 S Direct
Common Stock Disposition 2010-03-18 14,454 $9.00 30,005 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-18 4,166 $0.00 4,166 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-18 17,945 $0.00 17,945 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-18 4,166 $0.00 4,166 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-18 2,066 $0.00 2,066 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-18 1,111 $0.00 1,111 $1.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,834 2018-02-18 No 4 M Direct
27,787 2019-02-16 No 4 M Direct
20,834 2016-05-14 No 4 M Direct
10,334 2017-01-16 No 4 M Direct
5,556 2017-03-01 No 4 M Direct
Footnotes
  1. Pursuant to the terms of a Restricted Stock Award Agreement dated as of October 8, 2007 between the reporting person and the issuer, the reporting person is transferring the shares to the issuer to meet the reporting person's obligation to pay to the issuer the tax that the issuer is required to withhold in connection with the vesting of 15,000 shares of restricted stock.
  2. This sale of shares of common stock underlying vested restricted stock units was effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, with the proceeds remitted to the Company to cover the taxes withheld upon the vesting of 12,500 restricted stock units on March 18, 2010.
  3. This sale was effected by the reporting person pursuant to a pre-planned selling program under Rule 10b5-1 adopted by the reporting person in 2009.
  4. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.0050 to $7.00 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
  5. 1/3 of the shares of Common Stock subject to this grant vested on the date of grant (June 9, 2009) and the remaining shares will vest and become exercisable in 24 equal monthly installments over the following two year period.
  6. Not applicable.