Filing Details

Accession Number:
0001480713-11-000003
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-02-10 12:00:00
Reporting Period:
2010-04-27
Filing Date:
2011-02-10
Accepted Time:
2011-02-10 21:09:07
Original Submission Date:
2010-04-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311486 Global Geophysical Services Inc GGS Oil & Gas Field Exploration Services (1382) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480713 S Damir Skerl 11767 Katy Fwy, Suite 812
Houston TX 77079
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2010-04-27 233,450 $0.00 0 No 4 J Direct
Common Stock Acquisiton 2010-04-27 333,450 $0.00 333,450 No 4 J Direct
Common Stock Disposition 2010-04-27 8,219 $12.00 325,231 No 4 S Direct
Class B Common Stock Disposition 2010-04-27 16,667 $0.00 0 No 4 J Indirect Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee
Common Stock Acquisiton 2010-04-27 16,667 $0.00 16,667 No 4 J Indirect Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee
Common Stock Disposition 2010-04-27 822 $12.00 15,845 No 4 S Indirect Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee
Class B Common Stock Disposition 2010-04-27 16,667 $0.00 0 No 4 J Indirect Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee
Common Stock Acquisiton 2010-04-27 16,667 $0.00 16,667 No 4 J Indirect Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee
Common Stock Disposition 2010-04-27 822 $12.00 15,845 No 4 S Indirect Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee
Class B Common Stock Disposition 2010-04-27 16,666 $0.00 0 No 4 J Indirect Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee
Common Stock Acquisiton 2010-04-27 16,666 $0.00 16,666 No 4 J Indirect Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee
Common Stock Disposition 2010-04-27 822 $12.00 15,844 No 4 S Indirect Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 S Direct
No 4 J Indirect Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 J Indirect Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 S Indirect Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 J Indirect Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 J Indirect Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 S Indirect Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 J Indirect Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 J Indirect Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee
No 4 S Indirect Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Preferred Stock Disposition 2010-04-27 100,000 $0.00 100,000 $0.00
Common Stock Stock Option Acquisiton 2010-04-27 10,000 $0.00 10,000 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 J Direct
10,000 2008-10-31 2017-10-28 No 4 J Direct
Footnotes
  1. Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A and B Common Stock and Preferred Stock converted, immediately and automatically, into shares of Common Stock, as part of a recapitalization of the issuer's capital stock structure.
  2. As of the date original filed, 50% of these shares vested. The remainder of these shares vested and will vest 25% on each of the following dates: October 31, 2010 and October 31, 2011.
  3. Pursuant to the reclassification discussed in footnote (1), these options now convert to Common Stock instead of Class B Common Stock, only if and when exercised.
  4. The Convertible Preferred Stock is immediately exercisable and does not have an expiration date.
  5. These shares were sold in connection with the exercise of an over-allotment option under Rules 16a-7 and Rule 424(b)(4); they were erroneously omitted on Form 4 filed on April 29, 2010, as well as on Form 4A filed on January 11, 2011.