Filing Details

Accession Number:
0001209191-13-047411
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-10-03 20:11:07
Reporting Period:
2013-08-13
Filing Date:
2013-10-03
Accepted Time:
2013-10-03 20:11:07
Original Submission Date:
2013-08-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949858 Oncogenex Pharmaceuticals Inc. OGXI In Vitro & In Vivo Diagnostic Substances (2835) 954343413
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568605 D. Susan Wyrick 1522 217Th Place Se
Suite 100
Bothell WA 98021
Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-19 194 $8.68 481 No 4 S Direct
Common Stock Acquisiton 2013-10-01 688 $0.00 1,169 No 4 M Direct
Common Stock Disposition 2013-10-02 191 $9.04 978 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2013-10-01 688 $0.00 688 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,062 2016-07-29 No 4 M Direct
Footnotes
  1. This amended Form 4 is filed to correct the transaction date, which was previously inadvertently reported as August 13, 2013.
  2. This amended Form 4 is filed to correct the transaction code, which was previously inadvertently reported as "F". The sales reported on this amended Form 4 were made for the sole purpose of covering the reporting person's tax liability in connection with the settlement of RSUs on August 13, 2013, which transaction was previously reported.
  3. This amended report is filed to correct the number of shares disposed of in connection with the sale of shares to satisfy the reporting person's tax liability in connection with the settlement of RSUs on August 13, 2013, which transaction was previously reported.
  4. Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
  5. This amended Form 4 is filed to correct the transaction code, which was previously inadvertently reported as "F". The sales reported on this amended Form 4 were made for the sole purpose of covering the reporting person's tax liability in connection with the settlement of the RSUs listed in Table II.
  6. This amended report is filed to correct the number of shares disposed of in connection with the sale of shares to satisfy the reporting person's tax liability in connection with the settlement of the RSUs listed in Table II.
  7. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.
  8. Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of June 29, 2012 and (ii) the first day thereafter during which the issuer's trading window is open.