Filing Details
- Accession Number:
- 0001127602-12-031889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 20:06:24
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 20:06:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104169 | Wal Mart Stores Inc | WMT | Retail-Variety Stores (5331) | 710415188 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1371248 | A Leslie Dach | 702 S.w. 8Th Street Bentonville AR 72716 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-19 | 168,805 | $44.43 | 331,076 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 31,276 | $47.96 | 362,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-19 | 160,676 | $69.02 | 201,676 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-11-20 | 10,000 | $68.85 | 191,676 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-11-19 | 168,805 | $0.00 | 168,805 | $44.43 |
| Common Stock | Stock Options | Disposition | 2012-11-19 | 31,276 | $0.00 | 31,276 | $47.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-08-27 | No | 4 | M | Direct | |
| 0 | 2017-01-21 | No | 4 | M | Direct |
Footnotes
- These shares were acquired by the Reporting Person upon the exercise of stock options as reported on the preceding two lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the options and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the options.
- The options became exercisable as follows: 40 percent on August 26, 2008; 35 percent on August 26, 2009; and 25 percent on August 26, 2011.
- The options became exercisable in five equal annual installments beginning on January 22, 2008.
Billionaire Hedge Funds
