Filing Details

Accession Number:
0000891839-12-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-13 16:58:13
Reporting Period:
2012-11-08
Filing Date:
2012-11-13
Accepted Time:
2012-11-13 16:58:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457678 Jeffrey Glajch C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
Vp-Finance; Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-08 1,296 $17.33 34,297 No 4 P Direct
Common Stock Acquisiton 2012-11-08 1,000 $17.42 35,297 No 4 P Direct
Common Stock Acquisiton 2012-11-08 704 $17.53 36,001 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $8.01 2019-03-02 1,000 1,000 Direct
Common Stock Stock Option (Right to Buy) $15.22 2012-05-28 2019-05-28 4,693 4,693 Direct
Common Stock Stock Option (Right to Buy) $15.25 2020-05-20 3,675 3,675 Direct
Common Stock Stock Option (Right to Buy) $18.65 2022-05-30 7,141 7,141 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-02 1,000 1,000 Direct
2019-05-28 4,693 4,693 Direct
2020-05-20 3,675 3,675 Direct
2022-05-30 7,141 7,141 Direct
Footnotes
  1. This option was previously reported by Mr. Glajch and is exercisable pro rata on the first, second, third and fourth anniversaries of the 3/2/09 grant date.
  2. This option was previously reported by Mr. Glajch.
  3. This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.
  4. This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date.