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Filing Details

Accession Number:: 0001209191-10-050720
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-10-18 20:54:01
Reporting Period:: 2010-06-15

Filing Date:: 2010-10-18
Accepted Time:: 2010-10-18 20:54:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1416995	Hicks Acquisition Co Ii Inc.	HKAC	Blank Checks (6770)	800611167

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
938201	O Thomas Hicks	100 Crescent Court Suite 1200 Dallas TX 75201	Chairman Of The Board	Yes	Yes	Yes	No
1500372	Hh-Hacii Gp, Llc	100 Crescent Court Suite 1200 Dallas TX 75201		Yes	No	Yes	No
1500373	Hh-Hacii, L.p.	100 Crescent Court Suite 1200 Dallas TX 75201		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2010-06-15	3,285,714	$0.01	3,285,714	No	4	P	Indirect	See footnote.
Common Stock, Par Value $0.0001 Per Share	Disposition	2010-07-30	32,856	$0.01	3,252,858	No	4	D	Indirect	See footnote.
Common Stock, Par Value $0.0001 Per Share	Disposition	2010-10-08	813,214	$0.00	2,439,644	No	4	D	Indirect	See footnote.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote.
No	4	D	Indirect	See footnote.
No	4	D	Indirect	See footnote.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.0001 Per Share	Sponsor Warrants	Acquisiton	2010-10-14	6,666,667	$0.75	6,666,667	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,666,667			No	4	A	Indirect

Footnotes

The filing of this Form 4 shall not be construed as an admission that either Thomas O. Hicks (the "Principal"), who is the sole member of HH-HACII GP, LLC , or HH-HACII GP, LLC, which is the general partner of HH-HACII, L.P., is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.0001 per share ("Common Stock"), of Hicks Acquisition Company II, Inc. (the "Issuer") owned by HH-HACII, L.P.
Pursuant to Rule 16a-1, each of the Principal and HH-HACII GP, LLC disclaims any beneficial ownership of these securities except to the extent of their respective pecuniary interests
HH-HACII GP, LLC, which is the general partner of HH-HACII, L.P., controls the voting and disposition of securities held by HH-HACII, L.P. The Principal reports the securities held indirectly by HH-HACII GP, LLC because, as the sole member of HH-HACII GP, LLC at the time of the transaction, the Principal controlled the disposition and voting of the securities.
These securities were assigned by HH-HACII, L.P. to Mr. William A. Montgomery and Mr. William A. Quinn, each of whom agreed to serve on the Issuer's board of directors following the consummation of the Issuer's initial public offering.
Due to the downsizing of the Issuer's initial public offering, 813,214 shares of Common Stock held by HH-HACII, L.P. were returned to the Issuer for no consideration and cancelled.
The Sponsor Warrants are identical to the warrants included in the units currently being offered by the Issuer, except for those differences set forth in the Issuer's Form S-1 filed with the Commission on June 28, 2010, as may be amended from time to time. In addition, the Sponsor Warrants generally are not transferable, assignable or salable until 30 days after the completion of the Issuer's initial business combination and shall expire worthless if the Issuer does not complete an initial business combination within 21 months from the closing of the Issuer's initial public offering.