Hercules Capital Inc. (HTGC)

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Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Sound Income Strategies, Llc	2,874,455	$55,218,279	3.26%
2.	Morgan Stanley	1,574,499	$30,246,158	0%
3.	Two Sigma Investments, Lp	1,265,084	$24,302,264	0.05%
4.	Legal & General Group Plc	1,176,017	$22,597,166	0.01%
5.	Lpl Financial Llc	1,130,362	$21,714,243	0.01%