Hercules Capital Inc. (HTGC)

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Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Union Bancaire Privee, Ubp Sa	35,781	$102,227,768	1.45%
2.	Sound Income Strategies, Llc	2,752,867	$46,963,907	2.57%
3.	Lpl Financial Llc	1,794,113	$33,926,683	0.01%
4.	Blackrock, Inc.	1,339,037	$25,321,184	0%
5.	Two Sigma Investments, Lp	1,328,016	$25,112,783	0.04%