Hercules Capital Inc. (HTGC)

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Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Union Bancaire Privee, Ubp Sa	35,781	$93,883,578	1.36%
2.	Sound Income Strategies, Llc	2,930,340	$53,566,608	3.07%
3.	Morgan Stanley	1,429,585	$26,132,820	0%
4.	Two Sigma Investments, Lp	1,320,316	$24,135,376	0.04%
5.	Lpl Financial Llc	1,296,534	$23,700,633	0.01%