Page 6 of 8 – SEC Filing (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); (k) [ ] Group, in accordance with §240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. Ownership **
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned ** North Tide Capital Master, LP – 5,700,000 shares North Tide Capital, LLC – 6,500,000 shares Conan Laughlin – 6,500,000 shares (b) Percent of Class ** North Tide Capital Master, LP – 5.1% North Tide Capital, LLC – 5.8% Conan Laughlin – 5.8%
(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote ** North Tide Capital Master, LP – 0 shares North Tide Capital, LLC – 0 shares Conan Laughlin – 0 shares (ii) shared power to vote or to direct the vote ** North Tide Capital Master, LP – 5,700,000 shares North Tide Capital, LLC – 6,500,000 shares Conan Laughlin – 6,500,000 shares (iii) Sole power to dispose or to direct the disposition of **
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| (d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |
| (e) | [ ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
| (f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
| (g) | [ ] | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
| (h) | [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | [ ] | A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); | |
| (k) | [ ] | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
| Item 4. | Ownership ** |
| (a) | Amount Beneficially Owned ** | |
| North Tide Capital Master, LP – 5,700,000 shares North Tide Capital, LLC – 6,500,000 shares Conan Laughlin – 6,500,000 shares | ||
| (b) | Percent of Class ** | |
| North Tide Capital Master, LP – 5.1% North Tide Capital, LLC – 5.8% Conan Laughlin – 5.8% |
| (c) | Number of shares as to which such person has: | ||
| (i) | sole power to vote or to direct the vote ** | ||
| North Tide Capital Master, LP – 0 shares North Tide Capital, LLC – 0 shares Conan Laughlin – 0 shares | |||
| (ii) | shared power to vote or to direct the vote ** | ||
| North Tide Capital Master, LP – 5,700,000 shares North Tide Capital, LLC – 6,500,000 shares Conan Laughlin – 6,500,000 shares | |||
| (iii) | Sole power to dispose or to direct the disposition of ** | ||
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