Hedge Fund and Insider Trading News: David Tepper, Mike Novogratz, Ray Dalio, Tybourne Capital, Norron Asset Management, Lithium Americas Corp (LAC), Pioneer Natural Resources Co. (PXD), and More

Page 2 of 2

The Vice-President Finance of Lithium Americas (NYSE: LAC) is Selling Shares (Analyst Ratings)
Today, the Vice-President Finance of Lithium Americas (LAC), Oleksandr Shulga, sold shares of LAC for $106.8K. Following Oleksandr Shulga’s last LAC Sell transaction on April 22, 2020, the stock climbed by 7.5%. In addition to Oleksandr Shulga, one other LAC executive reported Sell trades in the last month.

Tuesday 9/29 Insider Buying Report: PXD, NMFC (Nasdaq.com)
At Pioneer Natural Resources (PXD), a filing with the SEC revealed that on Thursday, CFO Richard P. Dealy purchased 117,786 shares of PXD, for a cost of $119.85 each, for a total investment of $14.12M. Pioneer Natural Resources is trading up about 2.4% on the day Tuesday. And at New Mountain Finance ( NMFC ), there was insider buying on Friday, by Director Steven B. Klinsky who purchased 500,000 shares at a cost of $14.14 each, for a total investment of $7.07M. Before this latest buy, Klinsky made one other purchase in the past year, buying $2M shares at a cost of $14.82 a piece.

Edwards Lifesciences Corp (EW) CVP, CFO Scott B. Ullem Sold $2.6 million of Shares (Guru Focus)
CVP, CFO of Edwards Lifesciences Corp., Scott B. Ullem, sold 33,150 shares of EW on 09/28/2020 at an average price of $78.11 a share. The total sale was $2.6 million. Edwards Lifesciences Corp is a part of the healthcare sector. The company specializes in the treatment of structural heart disease. It manufactures heart valves and repair products used to replace or repair a patient’s diseased or defective heart valve.

Amazon Manager, Family Charged With Insider Trading Worth Over $1.4M By SEC (Benzinga)
An Amazon.com, Inc (NASDAQ: AMZN) senior manager and her two family members were charged with insider trading by the United States Securities and Exchange Commission on Monday. What Happened: Laksha Bohra is alleged to have tipped her husband Viky Bohra about highly confidential information about the e-commerce giant’s financial performance between January 2016 and July 2018, the SEC said in a statement.

Activist Investor Acacia Buys Stake in UK-Listed Sensyne Health (Reuters)
LONDON (Reuters) – New York-based Acacia Research Corporation said on Tuesday it had acquired an 11.8% stake in UK-listed artificial intelligence healthcare company Sensyne Health SENSS.L. Acacia which earlier this year started a partnership with activist investment firm Starboard Value, purchased the stake from the LF Equity Income fund.

Whistleblower Advocates Praise First 100 Whistleblowers Rewarded by SEC Programme (Hedge Week)
The Securities and Exchange Commission (SEC) has announced its 100th whistleblower award since the creation of the SEC Whistleblower Program as part of the Dodd Frank Act in 2010. “The first 100 Dodd-Frank Act whistleblowers proved that whistleblowing works,” says leading whistleblower attorney Stephen M Kohn, partner at the qui tam law firm Kohn, Kohn & Colapinto. “It is now up to Congress to ensure that similar programs are enacted into law, existing programs are enhanced, and ultimately that whistleblowers are fully protected from the corporate backlash that always comes.”







Page 2 of 2