Page 7 of 11 – SEC Filing
SCHEDULE 13D
CUSIP No. 913915104 Page
7
of 11 Pages
1. Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only)
Christopher Shackelton
2. Check the appropriate box if a member
of a group (see instructions)
(a) ¨ (b) þ
3. SEC use only
4. Source of funds (see instructions)
AF
5. Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e) ¨
6. Citizenship or place of
organization
United States
Number of
shares
beneficially
owned by
each
reporting
person
with
7. Sole voting power
41,475(1)
8. Shared voting power
3,601,724
9. Sole dispositive power
41,475(1)
10. Shared dispositive power
3,601,724
11. Aggregate amount beneficially owned by each reporting person
3,643,199
12. Check if the aggregate amount in Row
(11) excludes certain shares (see instructions) ¨
13. Percent of class represented by amount
in Row (11)
15.0%
14. Type of reporting person (see
instructions)
IN
(1) This represents securities that are held directly by Christopher Shackelton, his spouse and trusts for the benefit of his descendants.
Follow Universal Technical Institute Inc (NYSE:UTI)
Follow Universal Technical Institute Inc (NYSE:UTI)
Receive real-time insider trading and news alerts
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
SCHEDULE 13D
| CUSIP No. 913915104 | Page 7 of 11 Pages |
| 1. | Names of Christopher Shackelton | |||||
| 2. | Check the appropriate box if a member (a) ¨ (b) þ | |||||
| 3. | SEC use only | |||||
| 4. | Source of funds (see instructions) AF | |||||
| 5. | Check if disclosure of legal | |||||
| 6. | Citizenship or place of United States | |||||
| Number of shares beneficially owned by each reporting person with | 7. | Sole voting power 41,475(1) | ||||
| 8. | Shared voting power 3,601,724 | |||||
| 9. | Sole dispositive power 41,475(1) | |||||
| 10. | Shared dispositive power 3,601,724 | |||||
| 11. | Aggregate amount beneficially owned by each reporting person 3,643,199 | |||||
| 12. | Check if the aggregate amount in Row | |||||
| 13. | Percent of class represented by amount 15.0% | |||||
| 14. | Type of reporting person (see IN | |||||
| (1) | This represents securities that are held directly by Christopher Shackelton, his spouse and trusts for the benefit of his descendants. |
Follow Universal Technical Institute Inc (NYSE:UTI)
Follow Universal Technical Institute Inc (NYSE:UTI)
Receive real-time insider trading and news alerts





