Coliseum Capital Inches Up Stake In Universal Technical Institute Inc (UTI)

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Page 3 of 11 – SEC Filing


SCHEDULE 13D

CUSIP No. 913915104 Page
3
of 11 Pages
  1. 

Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only)

Coliseum Capital, LLC

  2.

Check the appropriate box if a member
of a group (see instructions)

(a)  ¨        (b)  þ

  3.

SEC use only

  4.

Source of funds (see instructions)

AF

  5.

Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)  ¨

  6.

Citizenship or place of
organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

  7. 

Sole voting power

0

  8.

Shared voting power

2,742,231

  9.

Sole dispositive power

0

10.

Shared dispositive power

2,742,231

11.

Aggregate amount beneficially owned by each reporting person

2,742,231

12.

Check if the aggregate amount in Row
(11) excludes certain shares (see instructions)  ¨

13.

Percent of class represented by amount
in Row (11)

11.3%

14.

Type of reporting person (see
instructions)

OO

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