This filing is done by 734 Investors which is owned by Remy Trafelet and George Brokaw. The duo are also in charge of Trafelet Capital which owns a much smaller stake in Alico Inc (NASDAQ:ALCO).
The details of the filing can be seen below:
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|Remy W. Trafelet||723,673||3,548,397||723,673||3,548,397||4,272,070||57.36%|
|George R. Brokaw||118,093||3,471,287||118,093||3,471,287||3,589,380||48.19%|
Page 1 of 9 – SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. 6) *
|(Name of Issuer)|
Common Stock, par value $0.01 per share
|(Title of Class of Securities)|
Remy W. Trafelet
c/o 734 Investors, LLC
410 Park Avenue, 17th Floor
New York, New York 10022
with a copy to:
Diana L. Hayes, Esq.
Trenam, Kemker, Scharf, Barkin, Frye, ONeill & Mullis, P.A.
2700 Bank of America Plaza
Tampa, Florida 33602
|(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)|
October 3, 2018
|(Date of Event which Requires Filing of this Statement)|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).