13G Filing: Wynnefield Capital and S&W Seed Company (SANW)

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Page 3 of 13 – SEC Filing

CUSIP No. 785135104 Page 3 of 13 Pages
1

NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS

WYNNEFIELD
PARTNERS SMALL CAP VALUE, L.P. I 13-3953291

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) [ ]
(b) [x] Reporting Person is affiliated with other persons

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5

SOLE VOTING POWER

1,384,853 Shares

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

1,384,853 Shares

8

SHARED DISPOSITIVE POWER

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,384,853 Shares

10

CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

[  ]

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

7.7%

12

TYPE OF REPORTING PERSON

PN

3

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