13G Filing: Perceptive Advisors and Agile Therapeutics Inc (AGRX)

Page 3 of 8 – SEC Filing


CUSIP No. 00847L 10 0

  1 

NAMES OF
REPORTING PERSONS

Joseph Edelman

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

  3

SEC USE ONLY

  4

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States of America

NUMBER OF

SHARES

BENEFICIALLY

EACH

REPORTING

PERSON

WITH:

SOLE VOTING POWER

0

6

SHARED VOTING POWER

3,380,000

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

3,380,000

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,380,000

10

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ☐

11

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9

9.9%

12

TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)

IN

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