13G Filing: Passport Capital and Hortonworks, Inc. (HDP)

Page 4 of 7 SEC Filing

Item 1.
(a)

Name of Issuer: Hortonworks, Inc.

(b)

Address of Issuers Principal Executive
Offices:

5470 Great America Parkway
Santa Clara, California
95054

Item 2.

Name of Person Filing:

Passport Capital, LLC (Passport
Capital); and
John H. Burbank III (Burbank, together with Passport
Capital, the Reporting Persons).

Passport Capital is the investment
manager to certain funds (the Funds). The Funds are the owners of record of an
aggregate of 6,668,505 Shares. Under the terms of the relevant investment
management agreements, Passport Capital has the right to dispose of and vote the
Shares owned of record by the Funds. Burbank is the sole managing member of
Passport Capital. As a result, each of Passport Capital and Burbank may be
considered to share (i) the power to vote or direct the vote of and (ii) the
power to dispose or direct the disposition of, the Shares owned of record by the
Funds. This statement on Schedule 13G shall not be construed as an admission
that any of the Funds is the beneficial owner of the Shares covered by this
statement.

(a)

Address of Principal Business Office or, if None,
Residence:

For each Reporting Person:

c/o Passport Capital, LLC
One
Market Street, Steuart Tower, Suite 2200
San Francisco, CA
94105

(b)

Citizenship:

See row 4 of each Reporting Persons respective cover
page.

(c)

Title and Class of Securities:

Common Stock

(d)

CUSIP No.: 440894103

Item 3. If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person
filing is a:
(a) [_] Broker or dealer registered under Section 15 of
the Act;
(b) [_] Bank as defined in Section 3(a)(6) of the Act;
(c) [_] Insurance company as defined in Section
3(a)(19) of the Act;
(d) [_] Investment company registered under Section 8
of the Investment Company Act of 1940;
(e) [X] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);

Page 4 of 7

Follow Hortonworks Inc. (NASDAQ:HDP)