13G Filing: Carlson Capital Buys More Shares of Archrock, Inc. (AROC US)

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Page 8 of 10 SEC Filing

 CUSIP No. 03957W106
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Item 5.
Ownership of Five Percent or Less of a Class:
This item is not applicable.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
This item is not applicable.
Item 7.
Identification and Classification of Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
This item is not applicable.
Item 8.
Identification and Classification of Members of the Group.
This item is not applicable.
Item 9.
Notice of Dissolution of Group.
This item is not applicable.
Item 10.
Certification:
Each of the Reporting Persons hereby makes the following certification:
By signing below, each Reporting Person certifies that, to the best of his or its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

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