13G Filing: Carlson Capital Buys More Shares of Archrock, Inc. (AROC US)

CUSIP No. 03957W106		Page 7 of 10 Pages

Item 3.	If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
	(a)	[ ]	Broker or dealer registered under Section 15 of the Act;
	(b)	[ ]	Bank as defined in Section 3(a)(6) of the Act;
	(c)	[ ]	Insurance company as defined in Section 3(a)(19) of the Act;
	(d)	[ ]	Investment company registered under Section 8 of the Investment Company Act of 1940;
	(e)	[X]	An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
	(f)	[ ]	An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
	(g)	[X]	A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
	(h)	[ ]	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act;
	(i)	[ ]	A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
	(j)	[ ]	A non-U.S. institution in accordance with Section 240.240.13d–1(b)(1)(ii)(J);
	(k)	[ ]	Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).
	If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________

Item 4.	Ownership:
	A.  Carlson Capital:
	(a)	Amount beneficially owned:  8,594,816
	(b)	Percent of class:  12.38%
	(c)	(i)      Sole power to vote or to direct the vote:  -0-
		(ii)     Shared power to vote or direct the vote:  8,594,816
		(iii)    Sole power to dispose or direct the disposition of:  -0-
		(iv)    Shared power to dispose or to direct the disposition of:  8,594,816

	B.  Asgard II:
	(a)	Amount beneficially owned:  8,594,816
	(b)	Percent of class:  12.38%
	(c)	(i)      Sole power to vote or to direct the vote:  -0-
		(ii)     Shared power to vote or direct the vote:  8,594,816
		(iii)    Sole power to dispose or direct the disposition of:  -0-
		(iv)    Shared power to dispose or to direct the disposition of:  8,594,816

	C.  Asgard:
	(a)	Amount beneficially owned:  8,594,816
	(b)	Percent of class:  12.38%
	(c)	(i)      Sole power to vote or to direct the vote:  -0-
		(ii)     Shared power to vote or direct the vote: 8,594,816
		(iii)    Sole power to dispose or direct the disposition of:  -0-
		(iv)    Shared power to dispose or to direct the disposition of:  8,594,816

	D.  Mr. Carlson:
	(a)	Amount beneficially owned: 8,594,816
	(b)	Percent of class:  12.38%
	(c)	(i)      Sole power to vote or to direct the vote:  -0-
		(ii)     Shared power to vote or direct the vote:  8,594,816
		(iii)    Sole power to dispose or direct the disposition of:  -0-
		(iv)    Shared power to dispose or to direct the disposition of:  8,594,816

The Company’s Quarterly Report on Form 10-Q filed on November 5, 2015, indicates that the total number of outstanding shares of Common Stock as of October 29, 2015 was 69,446,031. The percentages used herein and in the rest of the Schedule 13G are based upon such number of shares of Common Stock outstanding.