13G Filing: Brio Capital Master Fund Ltd. and Hooper Holmes Inc

Page 3 of 7 – SEC Filing

 

CUSIP
No.   439104209

 

1.  

Names
of Reporting Persons

 

Brio Capital Management LLC

2.  

Check
the Appropriate Box if a Member of a Group  (See Instructions)

(a)  ☐

(b)  ☐

 

3.  

SEC
Use Only 

 

4.  

Citizenship
or Place of Organization

 

Delaware, United States

Number
of Shares

Beneficially
Owned

By
Each Reporting

Person
With:

5.

Sole
Voting Power

757,279 shares of common stock(4)(5)

6.

Shared
Voting Power

 

0

7.

Sole
Dispositive Power

757,279 shares of common stock(4)(5)

8.

Shared
Dispositive Power

 

0

9.  

Aggregate
Amount Beneficially Owned by Each Reporting Person

 

757,279 shares of common stock(4)(5)

10.  

Check
if the Aggregate Amount in Row (9) Excludes Certain Shares            ☐

(See
Instructions)

11.  

Percent
of Class Represented by Amount in Row (9)

 

6.2%(6)

12.  

Type
of Reporting Person (See Instructions)

 

CO

(4) The shares reported above are held by Brio Capital Master Fund Ltd. Brio
Capital Management LLC, is the investment manager of Brio Capital Master Fund Ltd. and has the voting and investment discretion
over securities held by Brio Capital Master Fund Ltd. Shaye Hirsch, in his capacity as Managing Member of Brio Capital Management
LLC, makes voting and investment decisions on behalf of Brio Capital Management LLC in its capacity as the investment manager
of Brio Capital Master Fund Ltd. Brio Capital Management LLC and Shaye Hirsch disclaim beneficial ownership over the shares held
by Brio Capital Master Fund Ltd., except to the extent of any pecuniary interest therein.
(5) Excludes shares issuable upon exercise of warrants held by Brio Capital
Master Fund Ltd. which are subject to a 4.99% blocker. 
(6) Percentage calculation is based on 12,161,349 shares of common stock
outstanding as of March 20, 2017.
3

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