13D Filing: Wynnefield Capital and S&W Seed Co (SANW)

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Schedule
A

Account Name Trade Date Transaction Type Quantity Trade Price
Plan 6/21/2017 Buy 30,000 4.1638
Account Name Trade Date Transaction Type Quantity Trade Price
Wynnefield Partners I 5/23/2017 Buy 78,469 4.0496
Wynnefield Partners I 6/8/2017 Buy 16,909 3.9428
Wynnefield Partners I 6/8/2017 Buy 24,940 4
Wynnefield Partners I 6/9/2017 Buy 1,348 4
Wynnefield Partners I 6/9/2017 Buy 24,940 4
Wynnefield Partners I 6/12/2017 Buy 49,890 4
Wynnefield Partners I 6/13/2017 Buy 121,746 3.95
Wynnefield Partners I 6/21/2017 Buy 83,550 4.1638
Wynnefield Partners I 7/19/2017 Buy 413,475 4
Account Name Trade Date Transaction Type Quantity Trade Price
Wynnefield Partners LP 5/23/2017 Buy 49,518 4.0496
Wynnefield Partners LP 6/8/2017 Buy 15,785 4
Wynnefield Partners LP 6/8/2017 Buy 10,702 3.9428
Wynnefield Partners LP 6/9/2017 Buy 15,785 4
Wynnefield Partners LP 6/9/2017 Buy 838 4
Wynnefield Partners LP 6/12/2017 Buy 31,590 4
Wynnefield Partners LP 6/13/2017 Buy 77,024 3.95
Wynnefield Partners LP 6/21/2017 Buy 52,891 4.1638
Wynnefield Partners LP 7/19/2017 Buy 261,525 4
Account Name Trade Date Transaction Type Quantity Trade Price
Wynnefield Offshore 5/23/2017 Buy 29,013 4.0496
Wynnefield Offshore 6/8/2017 Buy 6,289 3.9428
Wynnefield Offshore 6/8/2017 Buy 9,275 4
Wynnefield Offshore 6/9/2017 Buy 9,275 4
Wynnefield Offshore 6/9/2017 Buy 514 4
Wynnefield Offshore 6/12/2017 Buy 18,520 4
Wynnefield Offshore 6/13/2017 Buy 45,209 3.95
Wynnefield Offshore 6/21/2017 Buy 30,459 4.1638
Wynnefield Offshore 7/19/2017 Buy 75,000 4

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