Nelson Obus and Joshua Landes

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Wynnefield Partners Small Cap Value 1,285,067 0 1,285,067 0 1,285,067 6.2%
Wynnefield Partners Small Cap Value 2,053,514 0 2,053,514 0 2,053,514 9.9%
Wynnefield Small Cap Value Offshore Fund, Ltd. (No 540,207 0 540,207 0 540,207 2.6%
Wynnefield Capital, Inc. Profit Sharing Money Purchase Plan 129,235 0 129,235 0 129,235 0.6%
Wynnefield Capital Management 3,338,581 0 3,338,581 0 3,338,581 16.2%
Wynnefield Capital, Inc. 13-3688495 540,207 0 540,207 0 540,207 2.6%
Nelson Obus 0 4,008,023 0 4,008,023 4,008,023 19.4%
Joshua Landes 0 4,008,023 0 4,008,023 4,008,023 19.4%
Nelson Obus And Joshua Landes
Nelson Obus And Joshua Landes
Wynnefield Capital

Page 1 of 15 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

S&W SEED COMPANY

(Name of Issuer)

Common Stock,
$0.001 par value

(Title of Class of Securities)

785135104

(CUSIP Number)

Wynnefield Partners Small Cap Value, L.P.

450 Seventh Avenue, Suite 509

New York, New York 10123

Attention: Mr. Nelson Obus

Copy to:

Jeffrey S. Tullman, Esq.

Kane Kessler, P.C.

666 Third Avenue

New York, New York 10017

(212) 541-6222

 
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

July 19, 2017

(Date of Event which requires Filing of
this Statement)

If the filing person has previously filed
a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because
of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box x

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