13D Filing: Wynnefield Capital and Summer Infant, Inc. (SUMR)

Page 2 of 14 – SEC Filing

1

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Wynnefield Partners Small Cap Value, L.P. I 13-3953291

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) [ ]

(b) [ X ]

3

SEC USE ONLY

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)

[ ]

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

2,998,810 (See Item 5)

8

SHARED VOTING POWER

0 (See Item 5)

9

SOLE DISPOSITIVE POWER

2,998,810 (See Item 5)

10

SHARED DISPOSITIVE POWER

0 (See Item 5)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,998,810
(See Item 5)

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES

[ ]

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

16.2%

14

TYPE OF REPORTING PERSON

PN

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