13D Filing: Whitebox Advisors and AM Castle & Co (CASLQ)

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CUSIP No. 148411 309
SCHEDULE 13D
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1
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Whitebox Advisors LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  o
(b)  ☒
3
SEC USE ONLY
4
SOURCE OF FUNDS
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
400,876
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
400,876
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
400,876
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.7% (1)
14
TYPE OF REPORTING PERSON
IA
(1)
The calculation assumes that there is a total of 3,734,385 shares of common stock, par value $0.01 per share (“Common Stock”) outstanding (including grants made under the Issuer’s Management Incentive Plan) based on  the Issuer’s Form 8-A filed with the Securities and Exchange Commission (the “SEC”) on August 31, 2017.

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