13D Filing: Shanghai Phicomm Communication Co., Ltd. and Utstarcom Holdings Corp. (UTSI)

Page 7 of 8 SEC Filing

The
foregoing description of certain terms of the Third Amendment to the Purchase Agreement in this Item 6 is not complete and is
qualified in its entirety by reference to the full text of such agreement, which is an exhibit to this Schedule 13D and is hereby
incorporated by reference into this Item 6. See Item 7.

Item 7. Materials
to be Filed as Exhibits

 

The following
document is filed as an exhibit to this Schedule 13D (Amendment No. 3):

 

Exhibit
No.

Document

 

99.7 Third
Amendment dated January 8, 2016 to Purchase and Sale Agreement dated as of November 4, 2015 between The Smart Soho International
Limited, Phicomm Technology (Hong Kong) Co., Limited, Himanshu Shah, Shah Capital Management, Inc., Shah Capital Opportunity
Fund LP, Hong Liang Lu, Lu Charitable Remainder Trust, The Lu Family Limited Partnership and Lu Family Trust (filed herewith).
7

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