13D Filing: Red Oak Partners, LLC and Issuer Direct Corp (ISDR)

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Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Red Oak Partners 8 331,770 10 331,770 331,770 11.42%
The Red Oak Fund 8 133,648 10 133,648 133,648 4.60%
The Red Oak Long Fund 8 58,756 10 58,756 58,756 2.02%
Pinnacle Capital Partners 8 139,366 10 139,366 139,366 4.80%
Pinnacle Opportunities Fund 8 139,366 10 139,366 139,366 4.80%
David Sandberg 8 331,770 10 331,770 331,770 11.42%

Page 1 of 6 – SEC Filing

CUSIP No. 46520M204


Washington, D.C. 20549


Under the Securities Exchange Act of 1934

(Amendment No. 7)*

Issuer Direct Corporation

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)


(CUSIP Number)


Attn: David Sandberg

150 E Palmetto Park Road, Suite 800

Boca Raton, FL 33432

(212) 614-8952

 (Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

                                   April 28, 2017                                  

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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