Nelson Obus and Joshua Landes

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Wynnefield Partners Small Cap Value 662,168 0 662,168 0 662,168 2.9%
Wynnefield Partners Small Cap Value 641,636 0 641,636 0 641,636 2.8%
Wynnefield Small Cap Value Offshore Fund, Ltd. (No 526,196 0 526,196 0 526,196 2.3%
Wynnefield Capital, Inc. Profit Sharing Money Purchase Plan 40,000 0 40,000 0 40,000 .2%
Wynnefield Capital Management 1,303,804 0 1,303,804 0 1,303,804 5.8%
Wynnefield Capital, Inc. 13-3688495 526,196 0 526,196 0 526,196 2.3%
Nelson Obus 0 1,870,000 0 1,870,000 1,870,000 8.3%
Joshua Landes 0 1,870,000 0 1,870,000 1,870,000 8.3%
Nelson Obus And Joshua Landes
Nelson Obus And Joshua Landes
Wynnefield Capital

Page 1 of 14 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

(Amendment No. 1)

Under the Securities Exchange Act of 1934

MVC CAPITAL, INC.

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

553829102

(CUSIP Number)

Wynnefield Partners Small Cap Value, L.P
I.

450 Seventh Avenue, Suite 509

New York, New York 10123

Attention: Mr. Nelson Obus

Copy to:

Jeffrey S. Tullman, Esq.

Kane Kessler, P.C.

666 Third Avenue, 22nd
Floor

New York, New York 10017

(212) 541-6222

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

April 25, 2017

(Date of Event which requires Filing of
this Statement)

If the filing person has previously filed
a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because
of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [     ]

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