13D Filing: Perceptive Advisors and VBI Vaccines, Inc. (VBIV)

Page 2 of 7 – SEC Filing


CUSIP No.   91822J 10 3
  (1) 

Name of
reporting persons

Perceptive Advisors
LLC

  (2)

Check the appropriate box if a member
of a group

(a)  ☐        (b)  ☒

  (3)

SEC use only

  (4)

Source of funds

AF

  (5)

Check box if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)

  (6)

Citizenship or place of
organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

  (7) 

Sole voting power

0

  (8)

Shared voting power

11,414,549

  (9)

Sole dispositive power

0

(10)

Shared dispositive power

11,414,549

(11)

Aggregate amount beneficially owned by each reporting person

11,414,549

(12)

Check box if the aggregate amount in
Row (11) excludes certain shares*

(13)

Percent of class represented by amount
in Row (11)

17.9%

(14)

Type of reporting person

IA

Follow Vbi Vaccines Inc (NASDAQ:VBIV)