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13D Filing: Grizzlyrock Institutional Value Partners, LP and Potbelly Corp (PBPB)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
GrizzlyRock Capital 0 301,133 0 301,133 301,133 1.2%
GrizzlyRock GP 0 301,133 0 301,133 301,133 1.2%
GrizzlyRock Institutional Value Partners 0 301,133 0 301,133 301,133 1.2%
Kyle Mowery 0 1,322,257 0 1,322,257 1,322,257 5.3%
Vivaldi Asset Management 0 1,021,124 0 1,021,124 1,021,124 4.1%
Vivaldi Holdings 0 1,021,124 0 1,021,124 1,021,124 4.1%

Page 1 of 20 – SEC Filing

CUSIP NO. 73754Y100
Page 1 of 13 Pages

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ___)
POTBELLY CORPORATION
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
73754Y100
(CUSIP Number)
Kyle Mowery
c/o GrizzlyRock Capital, LLC
191 N. Wacker Drive, Suite 1500
Chicago, IL  60606
Telephone: (312) 300-4983
(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications)
– with copies to-
Phillip M. Goldberg
Foley & Lardner LLP
321 North Clark Street
Suite 2800
Chicago, IL  60654-5313
(312) 832-4549
Peter D. Fetzer
Foley & Larder LLP
777 East Wisconsin Avenue
Suite 3800
Milwaukee, WI  53202-5306
(414) 297-5596
October 20, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
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