13D Filing: Oaktree Capital Management and Sunopta Inc. (STKL)

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Page 3 of 18 – SEC Filing


CUSIP No. 8676EP108

NAME OF
REPORTING PERSON OR

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Oaktree Huntington Investment Fund II, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☐

SEC USE ONLY

SOURCE OF FUNDS

    OO

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS

2(d) or 2(e)  ☐

CITIZENSHIP OR PLACE OF
ORGANIZATION

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

    3,199,098

SHARED VOTING POWER

    None

SOLE DISPOSITIVE POWER

    3,199,098

10 

SHARED DISPOSITIVE POWER

    None

11 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    3,199,098

12 

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES  ☐

13 

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

    3.6%

14 

TYPE OF REPORTING PERSON

    PN

3

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