13D Filing: Basswood Capital and Regional Management Corp. (RM)

Published on December 18, 2017 at 1:15 pm by Insider Monkey Staff in Hedge Funds

Page 1 of 19

Regional Management Corp. (NYSE:RM): Matthew Lindenbaum’s Basswood Capital filed an amended 13D.

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Matthew Lindenbaum

Basswood Capital

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name	Shared Voting Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Basswood Capital Management	1,529,879	1,529,879	1,529,879	13.11%
Basswood Partners	413,257	413,257	413,257	3.54%
Basswood Financial Fund	129,152	129,152	129,152	1.11%
Basswood Financial Fund, Inc	76,193	76,193	76,193	0.65%
Basswood Financial Long Only Fund	27,470	27,470	27,470	0.24%
Basswood Enhanced Long Short GP	690,180	690,180	690,180	5.92%
Basswood Enhanced Long Short Fund	690,180	690,180	690,180	5.92%
Basswood Opportunity Partners	256,635	256,635	256,635	2.20%
Basswood Opportunity Fund, Inc	23,975	23,975	23,975	0.21%
Matthew Lindenbaum	1,529,879	1,529,879	1,529,879	13.11%
Bennett Lindenbaum	1,529,879	1,529,879	1,529,879	13.11%

Matthew Lindenbaum

Basswood Capital

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Page 1 of 19 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

Regional Management Corp.

(Name of Issuer)

Common Stock, $0.10 Par Value

(Title of Class of Securities)

75902K106

(CUSIP Number)

Matthew Lindenbaum

Basswood Capital Management, L.L.C.

645 Madison Avenue, 10^th Floor

New York, NY 10022

(212) 521-9500

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

(with copies to)

Michael A. Schwartz, Esq.

Michael E. Brandt, Esq.

Willkie Farr & Gallagher LLP

787 Seventh Avenue

New York, NY 10019

(212) 728-8000

December 7, 2017

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ☒

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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