13D Filing: Nierenberg Investment Management and Houston Wire & Cable Co (HWCC)

Page 3 of 12

Page 3 of 12 – SEC Filing

1
NAME OF REPORTING PERSONS
The D3 Family Bulldog Fund, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [X]
(b) [  ]
3
SEC USE ONLY
4
SOURCE OF FUNDS (See Instructions)
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [   ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Washington
NUMBER OF SHARES
BENEFICIALLY
7
SOLE VOTING POWER
0
OWNED BY
EACH
REPORTING
8
SHARED VOTING POWER
926,298
PERSON
WITH
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
926,298
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
926,298
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES    [ ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
14
TYPE OF REPORTING PERSON
PN

Follow Houston Wire & Cable Co (NASDAQ:HWCC)


Page 3 of 12