13D Filing: Newcastle Partners L P and Rave Restaurant Group Inc. (NASDAQ:RAVE)

CUSIP No. 725848 10 5

13D

Page 2
of 18 pages

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Mark E. Schwarz

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) ☐

(b) ☐

SOURCE OF FUNDS*

OO, PF

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e)

☐

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S.A.

SOLE VOTING POWER

2,481,864

SHARED VOTING POWER

0

SOLE DISPOSITIVE POWER

2,481,864

SHARED DISPOSITIVE POWER

0

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,481,864

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*

☒

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

21.9%

TYPE OF REPORTING PERSON*

IN