13D Filing: MAST Capital and Great Elm Capital Corp. (GECC)

Page 3 of 6 – SEC Filing


CUSIP No. 390320109

  1

NAME OF
REPORTING PERSONS

David J. Steinberg

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

AF/OO

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

5,453,882

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

5,453,882

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,453,882

12

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

46.8%

14

TYPE OF REPORTING PERSON

HC, IN

Follow Great Elm Capital Corp.