13D Filing: Oaktree Capital Management and Sunopta Inc. (STKL)

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Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Oaktree Organics 13,171,474 13,171,474 13,171,474 13.8%
Oaktree Huntington Investment Fund II 2,554,558 2,554,558 2,554,558 2.9%
Oaktree Huntington Investment Fund II GP 2,554,558 2,554,558 2,554,558 2.9%
Oaktree Fund GP 15,726,032 15,726,032 15,726,032 16.2%
Oaktree Fund GP I 15,726,032 15,726,032 15,726,032 16.2%
Oaktree Capital I 15,726,032 15,726,032 15,726,032 16.2%
OCM Holdings I 15,726,032 15,726,032 15,726,032 16.2%
Oaktree Holdings 15,726,032 15,726,032 15,726,032 16.2%
Oaktree Capital Management 2,554,558 2,554,558 2,554,558 2.9%
Oaktree Holdings, Inc 2,554,558 2,554,558 2,554,558 2.9%
Oaktree Capital Group 15,726,032 15,726,032 15,726,032 16.2%
Oaktree Capital Group Holdings GP 15,726,032 15,726,032 15,726,032 16.2%
Howard Marks
Howard Marks
Oaktree Capital Management

Page 1 of 19 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

SunOpta Inc.

(Name of Issuer)

Common Shares, no par value

(Title of Class of Securities)

8676EP108

(CUSIP Number)

Todd E. Molz

Managing Director and General Counsel

Oaktree Capital Group Holdings GP, LLC

333 South Grand Avenue, 28th Floor

Los Angeles, California 90071

(213) 830-6300

With
a copy to:

Dennis M. Myers, P.C.

Kirkland & Ellis LLP

300 N. LaSalle Street

Chicago, Illinois 60654

(312) 862-2000

(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 12, 2017

(Date of Event which Requires Filing of this Statement)

 

 

If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.  ☐

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