13D Filing: Levin Capital Strategies and Fluidigm Corp (FLDM)

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Page 3 of 21 – SEC Filing

1.

NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Levin Capital Strategies GP, LLC

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)    ☐

(b)    ☐

3.

SEC USE ONLY

4.

SOURCE OF FUNDS (see instructions)

AF

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)     ☐
6.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH
7.

SOLE VOTING POWER

0

8.

SHARED VOTING POWER

8,274,483

9.

SOLE DISPOSITIVE POWER

0

10.

SHARED DISPOSITIVE POWER

11,395,014

11.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

11,395,014

12.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

(see instructions)    ☐

13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

29.6%

14.

TYPE OF REPORTING PERSON (see instructions)

OO

3

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