13D Filing: Highland Capital Management and Rait Financial Trust (RAS)

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Page 4 of 33 – SEC Filing


CUSIP No. 395304 10 8 SCHEDULE 13D Page
4
of 33 Pages
  (1) 

Name of
reporting person

Highland Capital Management Fund Advisors, L.P.

  (2)

Check the appropriate box if a member
of a group (see instructions)

(a)  ☐        (b)  ☐

  (3)

SEC use only

  (4)

Source of funds (see instructions)

AF, OO

  (5)

Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)  ☐

  (6)

Citizenship or place of
organization

Massachusetts

Number of

shares

beneficially

owned by

each

reporting

person

with

  (7) 

Sole voting power

0

  (8)

Shared voting power

2,833,250

  (9)

Sole dispositive power

0

(10)

Shared dispositive power

2,833,250

(11)

Aggregate amount beneficially owned by each reporting person

2,833,250

(12)

Check if the aggregate amount in Row
(11) excludes certain shares (see instructions)  ☐

(13)

Percent of class represented by amount
in Row (11)

3.1%

(14)

Type of reporting person (see
instructions)

IA, PN

Follow Rait Financial Trust (NYSE:RASFQ)

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