13D Filing: Highbridge Capital Management and Castle AM & Co (CASLQ)

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AM Castle & Co (OTCMKTS:CASLQ): Glenn Russell Dubin’s Highbridge Capital Management filed an amended 13D.

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Highbridge Capital Management 0 509,105 0 509,105 509,105 13.6%
199 0 425,850 0 425,850 425,850 11.4%

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Page 1 of 15 – SEC Filing

Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. )

A.M. Castle
& Co.

(Name of Issuer)

Common Stock,
par value $0.01 per share

(Title of Class of Securities)


(CUSIP Number)
John Oliva
Highbridge Capital Management, LLC
40 West 57th Street, 32nd Floor
New York, New York 10019

(212) 287-4900

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

August 31,

(Date of Event which Requires
Filing of this Schedule)

If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-l(f) or 240.13d-l(g), check the following box. ☐

*The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.

(Page 1 of 15 Pages)


The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).

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