Page 10 of 12 – SEC Filing
| Item 4. | Purpose of Transaction. | ||
| No change
On January | |||
| Item 5. | Interest in Securities of the Issuer. | ||
| (a) – (e) | As of the date hereof, HFA, HMC, Raymond Harbert, the Fund GP, the Fund, Jack Bryant and Kenan Lucas may be deemed to be the beneficial owners of 1,841,637 Shares, constituting 9.2% of the Shares, based upon 19,984,734* shares outstanding as of the date hereof. | ||
| HFA has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| HMC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| The Fund GP has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| The Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| Jack Bryant has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| Kenan Lucas has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| Raymond Harbert has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,841,637 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,841,637 Shares. | |||
| The Reporting Persons have not transacted in the Shares since the last Schedule 13D. | |||
| *This outstanding Shares figure reflects the number of outstanding Shares at November 30, 2017, as reported in the Issuer’s Form 10-Q, filed on December 12, 2017. | |||
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. | ||
| Not Applicable. | |||
| Item 7. | Material to be Filed as Exhibits. | ||
| Exhibit A: Joint Filing Agreement. | |||
| Exhibit B: Form 8-K filed by the Issuer with the Securities and Exchange Commission on January 19, 2018 (incorporated by reference). | |||
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