13D Filing: Xl Investments Ltd and Five Oaks Investment Corp. (OAKS)

Page 1 of 11

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
XL Investments Ltd 0 3,330,550 0 3,330,550 3,330,550 14.1%
XL Group Investments Ltd 0 3,330,550 0 3,330,550 3,330,550 14.1%
XL Bermuda Ltd 0 3,340,780 0 3,340,780 3,340,780 14.1%
XL Group Investments 0 3,340,780 0 3,340,780 3,340,780 14.1%

Page 1 of 11 – SEC Filing


Washington, D.C. 20549




Under the Securities Exchange Act of 1934*

(Amendment No. 9)



Five Oaks
Investment Corp.

(Name of Issuer)

Common Stock, Par Value $0.01 Per Share

(Title of Class of Securities)


(CUSIP Number)

Matthew J. Murabito, Esq.

General Counsel

XL Group
Investments LLC

200 Liberty Street, 22nd Floor

New York, New York 10281

(212) 915-6140

Address and Telephone Number of Person Authorized to Receive Notices and Communications)

With a copy to:

Sean M. Ewen, Esq.

Willkie Farr & Gallagher LLP

787 Seventh Avenue

York, New York 10019

(212) 728-8000

January 18, 2018

of Event which Requires Filing of this Statement)



If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box:  ☐

Follow Lument Finance Trust Inc. (NYSE:LFT)

Page 1 of 11