You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Halcyon Mount Bonnell Fund | 2,649,914 | 0 | 2,649,914 | 0 | 2,649,914 | 2.49% |
| HLTS GP | 0 | 2,649,914 | 0 | 2,649,914 | 2,649,914 | 2.49% |
| HCN | 4,075,530 | 0 | 4,075,530 | 0 | 4,075,530 | 3.83% |
| HCN GP | 0 | 4,075,530 | 0 | 4,075,530 | 4,075,530 | 3.83% |
| Halcyon Energy, Power Infrastructure Capital Holdings | 1,747,176 | 0 | 1,747,176 | 0 | 1,747,176 | 1.64% |
| First Series of HDML Fund I | 636,745 | 1,747,176 | 636,745 | 1,747,176 | 2,383,921 | 2.24% |
| HDML Asset | 636,745 | 1,747,176 | 636,745 | 1,747,176 | 2,383,921 | 2.24% |
| Halcyon Master Fund | 432,665 | 0 | 432,665 | 0 | 432,665 | 0.41% |
| Halcyon Asset | 0 | 432,665 | 0 | 432,665 | 432,665 | 0.41% |
| Avinash Kripalani | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
| Jason Dillow | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
| Kevah Konner | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
| John Bader | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
| Halcyon Capital Management | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
Page 1 of 21 – SEC Filing
| NextDecade Corporation |
| (Name of Issuer) |
| Common Stock, par value $0.0001 per share |
| (Title of class of securities) |
| 65342K105 |
| (CUSIP number) |
| Halcyon Capital Halcyon Management L.P. 477 Madison Avenue, 8th Floor New York, New York 10022 212-303-9400 With copies to: Jackie Cohen Weil Gotshal & Manges, LLP 767 Fifth Avenue New York, New York 10153 (212) 310-8000 |
| (Name, address and telephone number of person authorized to receive notices and communications) |
| October 16, 2017 |
| (Date of event which requires filing of this statement) |
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Page 2 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Halcyon Mount Bonnell Fund LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS. | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 2,649,914 | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 2,649,914 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 2,649,914 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 2.49% | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| PN | |||||
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Page 3 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| HLTS GP LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS. | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 2,649,914* | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 2,649,914* | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 2,649,914* | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 2.49%* | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| OO | |||||
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Page 4 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| HCN LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 4,075,530 | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 4,075,530 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 4,075,530 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 3.83% | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| PN | |||||
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Page 5 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| HCN GP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 4,075,530* | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 4,075,530* | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 4,075,530* | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 3.83%* | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| PN | |||||
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Page 6 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Halcyon Energy, Power & Infrastructure Capital Holdings LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 1,747,176 | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 1,747,176 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 1,747,176 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 1.64% | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| OO | |||||
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Page 7 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| First Series of HDML Fund I LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 636,745 | |||||
| 8 | SHARED VOTING POWER | ||||
| 1,747,176* | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 636,745 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 1,747,176* | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 2,383,921* | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 2.24% | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| OO | |||||
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Page 8 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| HDML Asset LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 636,745 | |||||
| 8 | SHARED VOTING POWER | ||||
| 1,747,176* | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 636,745 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 1,747,176* | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 2,383,921* | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 2.24%* | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| OO | |||||
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Page 9 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Halcyon Master Fund L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 432,665† | |||||
| 8 | SHARED VOTING POWER | ||||
| 0 | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 432,665† | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 432,665† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0.41%† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| PN | |||||
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Page 10 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Halcyon Asset LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 432,665*† | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 432,665*† | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 432,665*† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 0.41%*† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| PN | |||||
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Page 11 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Avinash Kripalani | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 9,542,030*† | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 9,542,030*† | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 9,542,030*† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 8.97%*† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| IN | |||||
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Page 12 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Jason Dillow | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 9,542,030*† | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 9,542,030*† | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 9,542,030*† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 8.97%*† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| IN | |||||
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Page 13 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSONS | ||||
| Kevah Konner | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 9,542,030*† | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 9,542,030*† | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 9,542,030*† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 8.97%*† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| IN | |||||
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Page 14 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| John Bader | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 9,542,030*† | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 9,542,030*† | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 9,542,030*† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 8.97%*† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| IN | |||||
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Page 15 of 21 – SEC Filing
| Schedule 13D | ||
| CUSIP No. 65342K105 | ||
| 1 | NAMES OF REPORTING PERSON | ||||
| Halcyon Capital Management LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☒ | ||||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS | ||||
| OO | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
| 0 | |||||
| 8 | SHARED VOTING POWER | ||||
| 9,542,030*† | |||||
| 9 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 10 | SHARED DISPOSITIVE POWER | ||||
| 9,542,030*† | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 9,542,030*† | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
| 8.97%*† | |||||
| 14 | TYPE OF REPORTING PERSON | ||||
| PN | |||||
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Page 16 of 21 – SEC Filing
| Item 4. | Purpose of Transaction. |
| Item 5. | Interests in the Securities of the Issuer. |
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Page 17 of 21 – SEC Filing
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
| Item 7. | Material to Be Filed as Exhibits |
| 10.6* | Lock-Up Agreement Release Letter, dated October 16, 2017 |
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Page 18 of 21 – SEC Filing
| Dated: October 17, 2017 | |||
| Halcyon Mount Bonnell Fund LP | |||
| By: Halcyon Capital Management LP, its Manager | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
| HLTS GP LLC | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
| HCN LP | |||
| By: Halcyon Capital Management LP, its Manager | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
| HCN GP LLC | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
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Page 19 of 21 – SEC Filing
| Halcyon Energy, Power & Infrastructure Capital Holdings LLC | |||
| By: Halcyon Capital Management LP, its Manager | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
| First Series of HDML Fund I LLC | |||
| By: Halcyon Capital Management LP, its Manager | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
| HDML Asset LLC | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
| Halcyon Master Fund LP | |||
| By: Halcyon Asset LLC, its General Partner | |||
| /s/ Suzanne McDermott | /s/ John Freese | ||
| Name: Suzanne McDermott | Name: John Freese | ||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
| October 17, 2017 | October 17, 2017 | ||
| Date | Date | ||
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Page 20 of 21 – SEC Filing
| Halcyon Asset LLC | ||||
| /s/ Suzanne McDermott | /s/ John Freese | |||
| Name: Suzanne McDermott | Name: John Freese | |||
| Title: Chief Compliance Officer | Title: Senior Corporate Counsel | |||
| October 17, 2017 | October 17, 2017 | |||
| Date | Date | |||
| /s/ Avinash Kripalani | ||||
| Name: | Avinash Kripalani | |||
| Title: | ||||
| October 17, 2017 | ||||
| Date | ||||
| /s/ Jason Dillow | ||||
| Name: | Jason Dillow | |||
| Title: | ||||
| October 17, 2017 | ||||
| Date | ||||
| /s/ Kevah Konner | ||||
| Name: | Kevah Konner | |||
| Title: | ||||
| October 17, 2017 | ||||
| Date | ||||
| /s/ John Bader | ||||
| Name: | John Bader | |||
| Title: | ||||
| October 17, 2017 | ||||
| Date | ||||
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Page 21 of 21 – SEC Filing
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