13D Filing: Grizzlyrock Institutional Value Partners, LP and Potbelly Corp (PBPB)

Page 4 of 20

Page 4 of 20 – SEC Filing

1
NAME OF REPORTING PERSON
GrizzlyRock Institutional Value Partners, LP
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b) T
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
301,133
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
301,133
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
301,133
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
T
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN

Follow Potbelly Corp (NASDAQ:PBPB)

Page 4 of 20