Page 4 of 5 – SEC Filing
| Item 1. | Security and Issuer |
| | | No material change. |
| Item 2. | Identity and Background |
| | (a) | No material change. |
| | (b) | No material change. |
| | (c) | No material change. |
| | (d) | No material change. |
| | (e) | No material change. |
| | (f) | No material change. |
| Item 3. | Source and Amount of Funds or Other Consideration |
| | | Item 3 of the Schedule 13D is hereby amended and restated in its entirety to read as follows: “BML Investment Partners, L.P. holds 1,308,000 shares of Common Stock which were acquired using working capital. Braden M. Leonard individually owns 142,043 shares of Common Stock, which he acquired using personal funds or received as grants in connection with his service on the Board of Directors of the Issuer. |
| Item 4. | Purpose of Transaction |
| | On September 14, 2017, Build-A-Bear Workshop Inc. (the “Company”) announced that on September 12, 2017, Ms. Anne Parducci was elected to the board of directors (the “Board”) of Build-A-Bear Workshop, Inc. by the Board. As previously announced by the Company in an 8-K filed on August 25, 2017, Braden M. Leonard gave notice to the Board of his decision to resign from the Board, effective upon the appointment of a successor director. Mr. Leonard’s resignation is not due to any disagreements with the Company. In conjunction with the appointment of Ms. Parducci, the Board accepted Mr. Leonard’s resignation effective September 12, 2017. |
| | (a) | N/A |
| | (b) | N/A |
| | (c) | N/A |
| | (d) | N/A |
| | (e) | N/A |
| | (f) | N/A |
| | (g) | N/A |
| | (h) | N/A |
| | (i) | N/A |
| | (j) | N/A |
| Item 5. | Interest in Securities of the Issuer |
| | (a) | Item 5(a) of the Schedule 13D is hereby amended and restated in its entirety to read as follows: “(a) Amount beneficially owned: As of September 27, 2017, Braden M. Leonard beneficially owned 1,450,043 shares of the Issuer’s Common Stock, which includes 142,043 shares of Common Stock as to which Mr. Leonard has voting but not dispositive power. As of September 27, 2017 BML Investment Partners, L.P. beneficially owned 1,308,000 shares of the Issuer’s Common Stock.” Percent of class: As of September 27, 2017, Braden M. Leonard beneficially owned 9.0% of the Issuer’s Common Stock. As of September 27, 2017 , BML Investment Partners, L.P. beneficially owned 8.2% of the Issuer’s Common Stock.” |
| | (b) | Mr. Leonard has sole voting power over 142,043 shares, sole dispositive power over 142,043 shares, and shared voting and dispositive power over 1,308,000 shares. BML Investment Partners, L.P. has no sole voting or dispositive power over any shares, and shared voting and dispositive power over 1,308,000 shares.” |
| | (c) | Item 5(c) of the Schedule 13D is hereby amended and restated in its entirety to read as follows: “(c) During the past 60 days, BML Investment Partners, L.P. effected the following transactions in Issuer’s Common Stock. All of such transactions were effected in the open market. |
| | | Transaction Date | Shares or Units Purchased (Sold) | Price Per Share or Unit |
| | | 9/14/2017 9/15/2017 9/18/2017 9/19/2017 9/20/2017 9/22/2017 9/25/2017 9/26/2017 | (40000) (5846) (34154) (17500) (4881) (26206) (14343) (7070) | 8.98 9.00 9.01 9.03 8.97 9.05 9.00 9.01 |
| | | Except as set forth above, neither Mr. Leonard nor BML Investment Partners, L.P. purchased, sold, or acquired any additional shares of the Issuer’s Common Stock during the 60 days prior to the filing of this Amendment No. 4 to Schedule 13D.” |
| | (d) | No material change. |
| | (e) | Not applicable |
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
| | | No material change. |
| Item 7. | Material to Be Filed as Exhibits |
| | | Exhibit A: Agreement of Joint Filing. |
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