13D Filing: Ashe Capital to Seek Board Representation at Allison Transmission Holdings Inc (ALSN)’s 2016 Shareholder Meeting

Page 3 of 6 SEC Filing

1

NAME OF REPORTING PERSON

William C. Crowley

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY
4

SOURCE OF FUNDS

PF; OO

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

4,020 Shares(1)

8

SHARED VOTING POWER

0

9

SOLE DISPOSITIVE POWER

4,020 Shares(1)

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

4,020 Shares(1)

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (see Item
5)

0.0%

14

TYPE OF REPORTING PERSON

IN

(1) The 4,020 Shares are held in the William C. Crowley Roth IRA
(the “Roth IRA”).

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