13D Filing: ABS Capital Partners V Trust and Alarm.com Holdings Inc. (ALRM)

ABS Capital Partners V Trust, a liquidating trust governed by Delaware Law (“ABS Trust”), and ABS Capital Partners, Inc., a Maryland corporation (together, the “Reporting Persons”) filed a Schedule 13G on February 16, 2016, as their initial beneficial ownership filing to report their beneficial ownership of the shares of common stock of the Issuer (as defined below) as of December 31, 2015. The Reporting Persons thereafter filed a Schedule 13D on September 23, 2016 (the “Original Schedule 13D”, and together with Amendment No. 1 filed on December 1, 2016, Amendment No. 2 filed on March 23, 2017 and this Amendment No. 3, the “Schedule 13D”) to update the information set forth in the previously-filed Schedule 13G. This Amendment No. 3 amends and supplements the Original Schedule 13D. Capitalized terms used but not defined herein have the meanings given to them in the Original Schedule 13D.

Item 4 of the Original Schedule 13D is hereby supplemented as follows:

As described in Item 5(c), on May 8, 2017, ABS Trust distributed 2,000,000 shares of the Issuer’s Common Stock on a pro rata basis, for no consideration, to ABS Trust’s beneficiaries, including the Associated Persons.

Item 5.    Interest in Securities of the Issuer.

Item 5 of the Original Schedule 13D is amended and restated as follows:

(a)-(b) As of the date hereof, the Reporting Persons beneficially own 3,337,646 shares of the Issuer’s Common Stock, which represent approximately 7.21% of the Issuer’s Common Stock outstanding, calculated based on 46,318,997 shares of the Issuer’s Common Stock reported to be outstanding as of May 1, 2017 by the Issuer in the Issuer’s Form 10-Q for the fiscal quarter ended March 31, 2017, as filed with the Securities and Exchange Commission on May 10, 2017. Each of the Reporting Persons has shared voting and dispositive power over the Shares.

Each Associated Person’s beneficial ownership of the Issuer’s Common Stock as of the date of this filing is as set forth in Appendix 2. Each Associated Person has sole voting and dispositive power over all of his shares of the Issuer’s Common Stock.

(c) On May 8, 2017, the ABS Trust distributed 2,000,000 shares of the Issuer’s Common Stock on a pro rata basis to its beneficiaries. In the distribution, each Associated Person received the number of shares set forth in Appendix 2.

(d) Not applicable.

(e) Not applicable.